In Scotland, a Ministerial Working Group was set up following the tragic fire at Grenfell Tower in 2017, to review building and fire safety regulatory frameworks. The Group commissioned two reviews of building standards; one to cover compliance and enforcement and the other fire safety. The Review Panel on Building Standards Compliance and Enforcement identified the need for improving aspects of the building standards system (covering procedural compliance, built compliance and enforcement of both procedural matters and non-compliant work).
As part of the compliance and enforcement review, consideration was given to the issues and findings of the Independent Inquiry into the construction of both the Edinburgh Schools (Cole Report) and the DG One leisure complex in Dumfries independent inquiry report. This included considering the importance of site inspections and supervision and the roles, responsibilities and competency of different persons involved in building projects.
A public consultation was carried out between July to September of 2018. The majority of respondents to the consultation were in favour of the proposals presented. In the 2018 consultation analysis report, it confirmed that 75% of responses expressed support for increased fines for non-compliance with building regulations.
A review of the measures needed to deliver change for the building standards system was taken forward under the remit of the Scottish Government, Futures Board. The Board was set up with the purpose to identify measures to strengthen the building standards system.
Another public consultation on Building Standards Compliance and Enforcement was carried out between 11 November 2021 and 4 February 2022.
The consultation sought views on the proposed changes to strengthen the building standards system initially for High-Risk Buildings (HRBs) by:
HRBs include new build, conversions, alterations and extensions and are defined as:
The responses to the consultation recognised the importance of achieving compliance first time. This is viewed as a critical point, and that any enforcement is always a backstop when all other options for resolution have failed. The current enforcement powers are considered adequate for local authorities to take action on work where it does not meet building regulations or not in accordance with a building warrant. There was however support for strengthen existing enforcement powers and increasing penalties for offences in the Building (Scotland) Act 2003.
The proposals aim to strengthening existing provisions, Section 21 Occupation or use without completion certificate, 27 Building warrant enforcement notices, and 48 Penalties for offences of the Building (Scotland) Act 2003. These proposals are to:
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The aim is to strengthen existing enforcement powers used by local authorities (LAs), and increase existing penalties for offences to act as a deterrent to persons who commit offences under the Building (Scotland) Act 2003.
The proposed changes will send an important message to the actors with roles in the Act e.g. building warrant applicant/owner/relevant person, that they should take their responsibilities seriously. By strengthening existing sanctions and increasing penalties for offences this will send a clear message that by not fulfilling their roles set out in the Act, and Building (Scotland) Regulations 2004, as amended (building regulations) their actions could have consequences that affect the health and safety of building occupants.
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